29th April 2010
What is the CFTC Forex Proposal?
On January 20, 2010, the CFTC released a Proposal containing proposed forex rules that it would like to see implemented for the forex industry.
In the past, a lot of scam has taken place with forex, especially when f...
Read >
01st April 2010
NFA Audit
NFA-regulated Forex firms are subject to NFA Audit. There are about 1000 NFA audits per year, and they take place on-site at the place of business. If a firm is going to be audited, the NFA will usually notify the firm through a phone call cl...
Read >
01st April 2010
How can a forex lawyer help you?
A Forex Lawyer specializes in helping forex individuals and firms with forex registration and compliance matters. There are important documents that a forex attorney can really help with, such as:
-Risk Disclosure Do...
Read >
22nd March 2010
A hedge fund law firm specializes in helping those involved in investment partnerships, such as hedge funds, by providing legal guidance in the global investment management industry. Some firms are able to help set up both domestic and offshore funds (par...
Read >
26th February 2010
What is a Hedge Fund?
A hedge fund is a type of investment fund that involves more than one investor. This group of investors invest their money into various types of investments and trading opportunities. The hedge fund manager usually receives a mana...
Read >
02nd February 2010
Series 3
The Series 3 exam is conducted by the Financial Industry Regulatory Authority (FINRA). Those who want to sell commodities or futures contracts (and who do not qualify for exemptions) must pass the Series 3 exam. These people will have to reg...
Read >
02nd February 2010
Definitions
Futures Market: Futures, also called futures contracts, are contracts that mandate the delivery of a commodity (e.g. food, grains), bond (an instrument used to earn money from the interest of a debt), currency (money from different countrie...
Read >